securities and exchange commission address

Martha Miller, Director (202) 551-5407, Office of the Chief Accountant Date of Report (Date of earliest event reported): January 30, 2020 . No. Nina Aversano resides in Kinnelon, New Jersey. 47 of 2009. Guides. Find an application form. Austin Main Office Thomas Jefferson Rusk State Office Building, at 208 E. 10th St., Austin, TX 78701, on the corner of 10th and Brazos Streets. To contact us for help: Call us at 1-800-732-0330; Use our online forms to ask a question or report a problem concerning your investments Email us at Help@sec.gov; Fax us at 1-202-772-9295; Write us at: U.S. Securities and Exchange Commission An official website of the United States government. See a listing of securities laws. Securities And Exchange Commission - Ghana business profile on GhanaYello Compliance Monitoring Division (CMD) Clearance and/or clearance from other Department of the Commission or government agencies: 13. Tel: +233-302-768970-2, info@sec.gov.gh Main Address: 100 F St., NE Washington, DC 20549. The Securities Commission Malaysia, abbreviated SC, a statutory body entrusted with the responsibility of regulating and systematically developing the capital markets in Malaysia. The U.S. Securities and Exchange Commission wants to hear from you! Securities and Exchange Commission v. Alexander Rowland , No. Securities And Exchange Commission - Ghana located in Accra, Ghana. 20-cv-5075 filed October 13, 2020 The Securities and Exchange Commission today charged New Jersey resident Alexander Rowland with the fraudulent offer and sale of approximately $2.95 million of securities to approximately 122 investors through his company, Roaring Investments, Inc. 20549, USAGov is the Official Guide to Government Information and Services, Government Agencies and Elected Officials, Indian Tribes and Resources for Native Americans, Commonly Requested U.S. Laws and Regulations, How Laws Are Made and How to Research Them, Personal Legal Issues, Documents, and Family History, Who Can and Can’t Vote in U.S. Peter Henry, Director (202) 551-6040, Office of Ethics Counsel A lock ( Jason Patil, Acting Chief Administrative Law Judge (202) 551-6030, Office of the Advocate for Small Business Capital Formation The SEC’s Office of The Office of Freedom of Information Act (FOIA) Services promotes transparency in government by making SEC records available to the public to the greatest extent possible under the Act. Share sensitive information only on official, secure websites. Phone: (512) 305-8301 Fax: (512) 305-8310 Complete contact information for Austin and branch offices in Houston, Dallas, Corpus Christi, and Lubbock. Inauguration of the President of the United States, Office of Investor Education and Advocacy. Plaintiff Securities and Exchange Commission (the “Commission”) alleges: ADDRESSES OF THE PARTIES 1. Lock The Commission designated May 25, 2020, as the date by which it should approve, disapprove, or institute proceedings to determine whether to disapprove the proposed rule changes. Submit a matter to the Ombudsman if you have a concern about the SEC or a self-regulatory organization (SRO) the SEC oversees, or if you have a question about securities law and policy that you would like to discuss confidentially 11 See Securities Exchange Act Release No. ) or https:// means you’ve safely connected to the .gov website. SECURITIES AND EXCHANGE COMMISSION . Securities and Exchange Commission (SEC) Contact: Contact the Securities and Exchange Commission. JUNIPER INDUSTRIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Jessica Kane, Director (212) 336-9080Contact, Office of Equal Employment Opportunity Notification letter by the parties to a merger addressed to the Philippine Competition Commission, if the value of the transaction exceeds One … Peter Driscoll, Director (202) 551-6200Contact, Office of Credit Ratings 88540 (April 1, 2020), 85 FR 19562 (April 7, 2020). Danae Serrano, Ethics Counsel (202) 551-5170, Office of Financial Management 12-04-2020 Bureau of Securities Orders Investment Scam Companies Defrauding LinkedIn Users to Cease and Desist, Urges NJ Residents to Beware of Investment Scams on Social Networking and Dating Sites Emergency Action Comes as Reports of Romance Scams and Other Online Investment Fraud Surge During the COVID-19 Emergency Robert Stebbins, General Counsel (202) 551-5100, Office of Human Resources Report an investment fraud. Contact - Securities and Exchange Commission Ghana - SEC Ghana. Stephanie Avakian, Director (202) 551-4500, Division of Investment Management Vance Cathell, Director (202) 551-8385, Office of Administrative Law Judges 10 See Securities Exchange Act Release No. David Bottom, Chief Information Officer (202) 551-5703, Office of the Inspector General 200 Vesey Street, Suite 400 New York, NY 10281 Phone: 212-336-1100 E-mail: newyork@sec.gov Richard Best, Regional Director Sanjay Wadhwa, Associate Regional Director (Enforcement) Lara Mehraban, Associate Regional Director (Enforcement) Thomas Butler, Associate Regional Director (Investment Management) Maurya Keating, Associate Regional Director (Investment Management) Dalia Blass, Director (202) 551-6720Contact, Division of Trading and Markets Division of Corporation Finance The Securities and Exchange Commission is announcing the availability of the Company Registration System (CRS) Application Status Online Inquiry. Tel: +260 211 227 012 / 222 386 / 226 911. Tel: +233-302-768970-2 Toll Free: 0800 100065 Fax: +233-302-768984 Email: info@sec.gov.gh Mailing Address John Nester, Director (202) 551-4120news@sec.gov, Office of the Secretary Washington, D.C. 20549 . Caryn Kauffman, Chief Financial Officer (202) 551-7840, Office of the General Counsel U.S. Securities and Exchange Commission Office of Investor Education and Advocacy 100 F Street, NE Washington, DC 20549-0213 Telephone: (800) 732-0330 Fax: (202) 772-9295. The facility will allow CRS users to verify the status of their application online at their convenience without going to the SEC Office. Phone: +234 (0) 94621100; +234 (0) 94621168 Email: sec@sec.gov.ng Twitter: @SECNIGERIA Facebook: Securities and Exchange Commission Nigeria Head Office – Abuja SEC TOWERS, Plot 272, Sa… Elections, Presidents, Vice Presidents, and First Ladies, Download a Copy of the Consumer Action Handbook, Financial Assistance and Support Services, Disaster Financial Assistance for Workers and Small Business Owners, Disaster Financial Assistance with Food, Housing, and Bills, Financial Assistance Within Designated Natural Disaster Areas, Government Response to Coronavirus, COVID-19. Barry Walters, Director/Chief FOIA Officer (202) 551-8400, STAY CONNECTED A locked padlock Understand what SCB’s examination priorities are. CY-1097 Nicosia Telephone: +357 22506600 Fax: +357 22506700 Postal Address P.O BOX 24996 1306 Nicosia CySEC Electronic Communication Pamela Gibbs, Director (202) 551-6046OMWI@sec.gov, Office of Municipal Securities The Office is committed to providing a timely and efficient response to each of the nearly 14,000 requests for SEC documents and records we receive each year. Kenneth Johnson, Chief Operating Officer (202) 551-2200, Office of Compliance Inspections and Examinations Our role as regulator is important for ensuring: Supervision and development of the Zambian Capital Markets 1 Twitter 2 Facebook 3RSS 4YouTube Lusaka, Zambia. Brett Redfearn, Director (202) 551-5500Contact, EDGAR Business Office Rebecca Olsen, Director (202) 551-5680, Office of Public Affairs 5 Flickr 6LinkedIn 7 Pinterest 8 Email Updates, Office of Compliance Inspections and Examinations, Contracting — Doing Business with the SEC, Headquarters Hand Delivery and Pickup Directions, Office of the Advocate for Small Business Capital Formation, Office of Investor Education and Advocacy, Office of Legislative and Intergovernmental Affairs. Office of Investor Education and Advocacy Lori Schock, Director (202) 551-6500 Contact. Kathleen Hutchinson, Acting Director (202) 551-6690, Office of the Investor Advocate 30, 3rd Circular Road, Cantonments, Accra. How to Research Public Companies Learn how to quickly research a company's operations and financial information with EDGAR search tools.. Form Types Review reference versions of EDGAR forms filed by companies, funds, and individuals.. Investor.gov Your online resource to help you make sound investment decisions and avoid fraud. The Securities and Exchange Commission (hereinafter referred to as the “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and… SEC LAUNCHES “TIME WITH THE COMMISSION” SERIES TO IMPROVE INVESTOR PROTECTION The U.S. Securities and Exchange Commission (SEC) is a large independent agency of the United States federal government that was created following the stock market crash in the 1920s to protect investors and the national banking system. Shelley Parratt, Acting Director (202) 551-3100Contact, Division of Economic and Risk Analysis 41 of 2016. P.O Box 35165. The Securities and Exchange Commission of Sri Lanka (SEC) was established in pursuance of the Securities and Exchange Commission of Sri Lanka Act, No. MC No. 30, 3rd Circular Road, Cantonments, Accra. The principal executive offices of Lucent Technologies Inc. (“Lucent”) are located in Murray Hill, New Jersey. In New Jersey, the Bureau of Securities has received registration applications from 108 Investment Adviser firms that are switching from federal Securities and Exchange Commission (SEC) regulation. Please enable JavaScript in your web browser; otherwise some parts of this site might not work properly. A .gov website belongs to an official government organization in the United States. FORM 8-K . Rick Fleming, Investor Advocate (202) 551-3302Contact, Office of Investor Education and Advocacy The Securities and Exchange Commission's (SEC) ability to conduct investigations and bring enforcement actions for violations of securities laws is critical to its mission to protect investors and maintain fair and orderly markets. We facilitate a vibrant and collaborative environment which generates and protects wealth, and creates value for all. It was established through an Act of Parliament, the S ecurities Act no. Lori Schock, Director (202) 551-6500Contact, Office of Legislative and Intergovernmental Affairs 18 of 2003 and Act no. Securities and Exchange Commission Contact Phone Number is : (202) 942-8088 and Address is 100 F Street, Northeast, Washington, DC 20549, United States The U.S. Securities and Exchange Commission is the Government agency situated in Northeast, Washington, DC, United States. Find out if an entity is registered/licensed by the Commission. Contact the Securities and Exchange Commission, 100 F St., NE 9/4/2020 - Alabama Securities Commission Says Don't Hit on Phishing Lures and Gives Red Flags To Stay Off the Hook Key Events and Information Summary of December 14,2020 Commission Meeting Holli Heiles Pandol, Director (202) 551-2010, Office of Minority and Women Inclusion Do You Have to Vote for the Party You're Registered With? Phone Number: 1-202-551-6551. Office of Legislative and Intergovernmental Affairs Holli Heiles Pandol, Director (202) 551-2010. Making Wall Street work for Main Street means getting your input. Vanessa Countryman, Secretary (202) 551-5400, Office of Support Operations The Securities and Exchange Commission (SEC) is the regulator of the Capital Markets in Zambia. James McNamara, Director (202) 551-7500, Office of Information Technology The Securities and Exchange Commission (SEC) Main Office, Satellite Offices and Extension Offices, will continue operating at limited capacity while quarantine measures remain in place across the country due to the COVID-19 pandemic. Sagar Teotia, Chief Accountant (202) 551-5300oca@sec.gov, Office of the Chief Operating Officer Learn English and Attend College in the U.S. Field Trip to the Money Factory Lesson Plan, How to Become President of the U.S. Poster Lesson Plan, Introduction to Federal Government Contracting, How to Become a Federal Government Contractor, The Contract Opportunities Search Tool on beta.SAM.gov, Federal Personnel Records and Employment Verification, Locate Military Members, Units, and Facilities. Plot 3827, Parliament Road, Olympia. Submit a question or comment to the SEC Report a possible securities fraud to the SEC Carl Hoecker, Inspector General (202) 551-6061oig@sec.gov, Office of International Affairs 26 of 1991, Act No. CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 . We cannot tell you what investments to make, but we can help you to invest wisely and avoid fraud. The Securities and Exchange Commission oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud. S.P. Official websites use .gov Jeffrey Hickman, Acting Director (202) 551-8600, Office of Acquisitions Contact. 28 s.2020 Requirement for Corporations, Partnerships, Associations, and Individuals to Create and/or Designate E-mail Account Address and Cellphone Number for Transactions with the Commission Office of Minority and Women Inclusion Pamela Gibbs, Director (202) 551-6046 OMWI@sec.gov. 36 of 1987 as amended by Act No. Kothari, Director (202) 551-6600DERA@sec.gov, Division of Enforcement We want your input on proposed rules and want to know what information is important to you, the investor. Secure .gov websites use HTTPS (complaints submitted via email in any CySEC email address will not be processed) CySEC Chairman's Office chairman@cysec.gov.cy CySEC Vice-Chairman's Office vice-chairman@cysec.gov.cy Office Address 19 Diagorou Str. Fax: 225443. Corporate Office Address. Of those firms, 63 are based in New Jersey. Green Cards and Permanent Residence in the U.S. U.S. Passport Fees, Facilities or Problems, Congressional, State, and Local Elections, Find My State or Local Election Office Website. Washington, File an Investor Complaint. SEC's Division of Enforcement (Enforcement) is charged with investigating securities law violations; recommending civil enforcement actions when appropriate, … Securities And Exchange Commission - Ghana Address, Phone number, Email, Website, Reviews, Contacts, Location. The address of the Commission is 450 Fifth Street, N.W., Washington, D.C. 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